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FACS Your Personal
Investment Advisor and Portfolio Management Program SUMMARY: An all inclusive fee-only program combining
your own personal Investment
Advisor, Financial Plan, and Managed Portfolio.
SERVICES
PROVIDED TO INVESTORS: - Personalized Financial Plan - Holistic Life Financial Planning - Consultation,
advice, research and support on investments, insurance, budget and
cash management, college, retirement, estate, business, income tax, career and life style
planning - A Personalized Asset
Allocation Study and Recommendation - No-Load, No-Commission Portfolio Recommendations
- Quarterly Performance Reporting and Monitoring - Internet Aggregrated Portfolio
Access
INVESTOR
BENEFITS: - Personal Investment Advisor - A comprehensive Financial Plan covering Risk Management, Cash Flow and
Budget, Tax, Retirement, Educational and Estate Planning - Nobel prize-winning investment concepts with the use of asset allocation - Diversified Investment Portfolio (FMA) designed for each Client - Account Statements on a monthly basis - Internet Aggregrated
Portfolio Access - Portfolio Recommendations based on your Financial Plan - Investment Policy Statements designed for each Client - An Investment Portfolio monitored and periodically rebalanced - Internet access to our website containing account information, Password
protected - One comprehensive fee versus individual fees for financial plan preparation,
investment advice, and portfolio management.
BACKGROUND INFORMATION:
The FACS
program was created by Focus Wealth Advisors LLC.,a Registered Investmen Advisor. FACS accounts are held at TD Ameritrade
Institutional Services, a division of TD Ameritrade Investor Services Inc., and member of the NYSE and SIPC
*FACS ADVISORY AND PORTFOLIO MANAGEMENT FEE SCHEDULE*
Dollars
Fees As
Under Management
A Percent of Assets
$ 25,000 to $ 50,000
2.00% $ 50,001 to $
100,000
1.75% $ 100,001 to $ 250,000
1.40%
$ 250,001 to $ 500,000
1.00% $ 500,001
to $1,000,000
.75%
$1,000,001 and greater
.50
ADV Form Part II and a client
agreement describing our activities are available upon request. The ADV Form Part II and agreement should be carefully reviewed
prior to making any financial commitment. You may also access our ADV
Parts 1 and II at the SEC's website: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_OrgSearch.aspx
The services of Focus Wealth Advisors LLC. are not available in all states and
jurisdictions.
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