FACS
Your Personal Investment Advisor and Portfolio
Management Program
SUMMARY:
An all inclusive fee-only program combining your own personal Investment Advisor,
Financial Plan, and Managed Portfolio.
SERVICES PROVIDED TO INVESTORS:
- Personalized Financial Plan
- Holistic Life Financial Planning
- Consultation, advice, research and support on investments, insurance,
budget and cash management, college, retirement, estate, business,
income tax, career and life style planning
- A Personalized Asset Allocation Study and Recommendation
- No-Load, No-Commission
Portfolio Recommendations
- Quarterly Performance
Reporting and Monitoring
INVESTOR BENEFITS:
- Personal
Investment Advisor
- A comprehensive
Financial Plan covering Risk Management, Cash Flow and Budget, Tax, Retirement, Educational and Estate Planning
- Nobel prize-winning investment concepts with the use of
asset
allocation
- Diversified
Investment Portfolio (FMA) designed for each Client
- Account Statements
on a monthly basis
- Portfolio
Recommendations based on your Financial Plan
- Investment
Policy Statements designed for each Client
- An Investment
Portfolio monitored and periodically rebalanced
- Internet access
to our website containing account information, Password protected
- One comprehensive
fee versus individual fees for financial plan preparation, investment advice, and portfolio management.
BACKGROUND INFORMATION:
The FACS program was created by Focus Wealth Advisors LLC.,a Registered Investmen Advisor.
FACS accounts are held at TD Ameritrade Institutional Services, a division of TD Ameritrade Investor Services Inc., and member
of the NYSE?SIPC
*FACS ADVISORY AND
PORTFOLIO MANAGEMENT FEE SCHEDULE*
Dollars
Fees As
Under Management
A Percent of Assets
$ 25,000 to $ 50,000
2.00%
$ 50,001 to $ 100,000
1.75%
$
100,001 to $ 250,000
1.40%
$ 250,001 to $ 500,000
1.00%
$ 500,001 to $1,000,000
.75%
$1,000,001 and greater
.50
ADV Form Part II and a client agreement describing our activities are available upon
request. The ADV Form Part II and agreement should be carefully reviewed prior to making any financial commitment.
You may also access our ADV Parts 1 and II at the SEC's website: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_OrgSearch.aspx
The services of Focus Wealth Advisors LLC. are not available in all states and jurisdictions.
